Download PDF Introduction In this Q&A, senior partner Nick Gall explores the roles, responsibilities and potential liabilities of an SFC-approved Responsible Officer.  What is a Responsible Officer? A Responsible Officer is an individual who is approved by the Securities and Futures Commission (SFC) under section 126(1) of the Securities and Futures Ordinance (the “SFO”) … Continue reading Exploring the Role of a SFC Responsible Officer